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This weekly update from Clyde & Co's Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week, with …



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Sup 12 Fca Handbook VSUP 6 Applications to vary and cancel Part 4A permission and to impose, vary or SUP 13.6.12 (2) the UK firm may refer the matter to the Tribunal12, 13.



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Weekly Financial Services Regulatory Update Week To 09

FCA supervision and threshold conditions, and statement on FCA’s new power of direction over qualifying parent undertakings. The FSA has published a consultation paper (CP12/34) on updates to the FCA Handbook. The proposals set out: – The FCA’s new supervisory model in a revised version of chapter 1 of the Supervision Manual (SUP) – Amendments to chapter 7 of SUP covering when the FCA

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1 FSA Update onlineservices.cliffordchance.com

Sup 12 Fca Handbook VSUP 6 Applications to vary and cancel Part 4A permission and to impose, vary or SUP 13.6.12 (2) the UK firm may refer the matter to the Tribunal12, 13.

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1 FSA Update onlineservices.cliffordchance.com

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