Mergent Manual Exemption Letter

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Financial Disclosures About Guarantors and Issuers of

Ø All non-SEC Reporting Companies must be published in the S&P or Mergent Manual for Blue Sky Compliance. Ø Meet one of the exemptions consistent with the definition of a “Penny Stock” under Rule 3a51-1 under the Securities Exchange Act of 1934.



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Interchange Announces Approval for Listing in Mergent Manual and News Reports. Gales Industries Incorporated Approved for Mergent Blue Sky Manual Exemption Listing. Dynamic Leisure Corporation Approved for Mergent Blue Sky Manual Exemption Listing.

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The Mergent Manual is a recognized securities manual in 38 states for purposes of the Blue Sky Manual Exemption allowing market trading in those states. First published in 1918, and formerly known as Moody's[TM] Manuals and News Reports, the publication was re-branded as Mergent's Manuals and News Reports when Mergent, Inc. acquired Moody's[TM] Financial Information Services division in …



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Mergent manual exemption letter
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mergent manual exemption letter

Wisconsin Legislature DFI-Sec 2.02(9)(n)4.

The Guide to a Dual Listing on the OTC Markets by Jonathan C. Dunsmoor & Todd Feinstein. The United States capital markets offer a tremendous opportunity for growth and expansion to startup companies as well as long established companies and especially for international companies that hope to gain access to the American investor capital.

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may include a securities manual exemption, an Exchange Act registration or reporting exemption, an isolated non-issuer sales exemption, an institutional investor exemption, an unsolicited broker transactions exemption and a non-defaulted debt securities exemption.

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may include a securities manual exemption, an Exchange Act registration or reporting exemption, an isolated non-issuer sales exemption, an institutional investor exemption, an unsolicited broker transactions exemption and a non-defaulted debt securities exemption.

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17th - 18th Century Burney Collection Newspapers. Subjects: Legal History, History, Newspapers and Newspaper Indexes, Great Britain. The Burney Collection, sourced from the British Library, is an archive of newspapers and news pamphlets (approximately 1,270 titles) gathered by Reverend Charles Burney (b. 1757-d. 1817).

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The two most prominent manuals are Mergent’s (previously Moody’s) Manual and Standard & Poor’s Corporation Records. 42 jurisdictions explicitly recognize these two manuals when granting exemption from state securities registration.

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Blue Sky Manual Exemption – The company must be included in a recognized securities manual, such as those published by Standard and Poor’s or Mergent (formerly Moody’s), and thereby maintain eligibility for the so-called “manual

mergent manual exemption letter

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exemption also must electronically post through the OTC Disclosure and News Service all of the information required to be made publicly available under Rule 12g3-

mergent manual exemption letter

Wisconsin Legislature DFI-Sec 2.02(9)(n)4.

With the introduction of the Mergent International Manual in 1981, Mergent became the world's first provider of global public company information. Now the industry's most detailed and comprehensive collection of non-U.S. public company information is available on Mergent Online.

Mergent manual exemption letter - Wisconsin Legislature DFI-Sec 2.02(9)(g)3.

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